Thursday, December 15, 2011

For how long a period ,a broker/sub-broker is required to preserve transactions records of his clients ?

For how long a period ,a registere broker/sub-broker of a stock exchange is statutorily required to preserve transactions


records i.e. date- wise buy/sale records and contract notes of his clients ?|||as long as the client is with him and then three years after the client leaves the broker

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